Regulatory Operations -Associate

Job Description
We are seeking an Associate to manage and improve our complex regulatory reporting needs, providing an opportunity to gain extensive exposure across the Asset and Wealth Management function. This role involves executing both 'Run the Bank' and 'Change the Bank' functions, partnering with various business lines and departments. The candidate will independently promote change management projects, ensure timely and accurate resolutions of queries, and maintain up-to-date supporting documents, offering a chance to creatively problem solve on a broad scale.
As an Operations Center Expert in our Regulatory Operations team, you will be responsible for executing 'Run the Bank' and 'Change the Bank' functions. You will have the opportunity to work across various functions and businesses, creatively problem-solving on a broad scale. This role will provide you with extensive exposure and the chance to promote significant improvements in our regulatory reporting infrastructure.
Job Responsibilities:

• Prepare, validate, and submit reports
• Oversee and manage regulatory inquiries
• Monitor RTB service deliveries (e.g., metrics dashboards)
• Govern reporting of RTB production metrics
• Own the E2E incident management process
• Execute data, process, and report quality reviews to ensure quality, accuracy, completeness, and timeliness
• Continuously improve by identifying common problems and fixing them sustainably
• Sustain RegOps service to efficiently and effectively meet future demand
• Proactively position RegOps service to help drive the regulatory agenda in the marketplace
• Foster an inclusive culture that enables all employees, colleagues, and partners to be their true selves in the working environment

Required qualifications, capabilities and skills

• Minimum 6 years financial services experience with exposure / involvement in one or more of the following areas: Private Banking, reporting, intelligent automation, process improvement
• Working knowledge of various IA tool such as Alteryx, Python, UIPath, Tableau, etc and Financial services / Business consultancy background
• Builds a strong control framework and operates within that framework to ensure successful delivery of all our regulatory requirements
• Identifies, monitors, manages with metrics that matter
• Understands regulatory domain and functions like credit, client onboarding etc. and continuously strives to improve, innovate, leverage Tech solutions fit for the future
• Developing policies, procedures, performance outcomes and standards that are aligned to meet all regulatory and controls standards.
• Supports, drives and influences the goals and strategies of business by taking initiative, engaging others, expressing ideas and challenging the status quo and effectively representing the Business function. Demonstrates leadership, influencing and change management behaviors

About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.